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Regulatory Framework

A regulatory framework is the structured set of laws, rules, and supervisory practices governing financial institutions.

Meaning in Practice

It defines capital standards, liquidity requirements, reporting obligations, and enforcement mechanisms. The framework is implemented by national and international authorities. It evolves in response to financial innovation and crises.

Why It Matters

A coherent framework promotes transparency, accountability, and resilience. It reduces uncertainty for market participants. Strong frameworks contribute to long-term financial stability.

Market Impact

Changes in the regulatory framework can alter competitive dynamics and profitability. Markets closely track reforms affecting capital and liquidity rules. Regulatory clarity often reduces risk premiums.

Example

After a crisis, lawmakers introduce a revised regulatory framework that tightens capital and liquidity standards for banks.

Related Terms

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